Governed inventory
01
Placeholder: owned AI assets and workflows
Primary Market
Supervise AI in capital markets with control-room-grade oversight and evidence.
Placeholder: capital markets introduction copy to be finalized for surveillance, research, trading support, and accountable internal AI usage.
Research copilotsSurveillance supportTrading oversightEvidence-backed reporting
Control posture
02
Placeholder: coverage mapped to policy and evidence
Exception queue
03
Placeholder: supervisory review and remediation workload
Evidence readiness
04
Placeholder: pack and ledger readiness for scrutiny
Sector focusCapital Markets
Operating modelEvidence-first control
Review postureBoard, audit, regulator
DeploymentOn-prem / private / hybrid
Operating fit
Built for high-velocity, supervision-heavy environments
- Research and desk support governance
- Surveillance augmentation controls
- Escalation-ready evidence
- Control-room-grade review posture
Sector reality
High-velocity operations
Control posture
Supervision-heavy oversight
Deployment fit
Enterprise architecture ready
Scrutiny readiness
Control-room-grade defensibility
Why this industry is different
Control requirements are sector-specific, not generic.
Placeholder: concise sector framing to be finalized. This section should explain why AI governance in Capital Markets requires different controls, evidence, and supervisory expectations.
Research augmentation risk
Placeholder: AI-assisted research requires reviewable oversight and evidence.
Surveillance complexity
Placeholder: augmented surveillance must remain accountable and explainable.
Desk support exposure
Placeholder: trader and analyst assistance can create unmanaged operational risk.
Knowledge control
Placeholder: internal knowledge copilots need ownership, policy, and monitoring.
Priority AI use cases
Structured workflows where governance must be operational, not aspirational.
Placeholder: use-case framing copy to be finalized for Capital Markets.
01 · Research copilots
Research copilots
Placeholder: govern internal research assistants and output review.
Capital Markets workflow
Research copilots Placeholder design panel to be populated with final product visual or diagram.02 · Trading desk decision support
Trading desk decision support
Placeholder: control AI-assisted workflow support without weakening accountability.
Capital Markets workflow
Trading desk decision support Placeholder design panel to be populated with final product visual or diagram.03 · Surveillance augmentation
Surveillance augmentation
Placeholder: evidence-backed monitoring for surveillance-related AI usage.
Capital Markets workflow
Surveillance augmentation Placeholder design panel to be populated with final product visual or diagram.04 · Knowledge assistant controls
Knowledge assistant controls
Placeholder: govern internal knowledge copilots, approvals, and access boundaries.
Capital Markets workflow
Knowledge assistant controls Placeholder design panel to be populated with final product visual or diagram.05 · Vendor and model governance
Vendor and model governance
Placeholder: structured oversight for external tools and AI dependencies.
Capital Markets workflow
Vendor and model governance Placeholder design panel to be populated with final product visual or diagram.Risk and control model
Map sector risk to required control and expected evidence.
Risk themes
Required controls
Evidence expectations
Desk-side usage
Usage telemetry, role controls, and exception management
Attribution history, policy state, and alert evidence
Surveillance augmentation
Review workflow, threshold controls, and escalation governance
Case evidence, reviewer actions, and remediation records
External tooling
Due diligence, monitoring, and re-approval logic
Vendor records, decisions, and review timeline
How SENTRUM fits
Modules selected for this industry control model.
These are the modules most relevant to the Capital Markets landing page. Final module copy can be expanded in the content round.
Shadow AI Detection
Detect unmanaged tools and unapproved AI usage across desks and support teams.
Policy Enforcement & Control
Apply role-aware controls and workflow approvals.
Continuous Monitoring
Monitor AI activity, control drift, and exception queues continuously.
Audit Evidence Ledger
Capture traceable evidence for oversight, investigations, and review.
Risk Scoring & Obligations
Turn AI issues into governed risks and supervisory obligations.
Compliance Reports
Produce reviewable reporting for control, compliance, and leadership audiences.
Operating stakeholders
Multi-buyer relevance for enterprise sales, governance, and implementation.
Business Control / Supervision
Placeholder: high-risk queue visibility, escalation posture, and review accountability.
Compliance / Surveillance
Placeholder: control thresholds, review logic, and defensible reporting.
Technology Leadership
Placeholder: governed deployment, monitoring fit, and access control.
Internal Audit
Placeholder: evidence reconstruction and control validation under challenge.
Deployment and architecture fit
Oversight architecture for research, surveillance, and desk support
Placeholder: architecture narrative for supervision-grade AI control across capital markets operations.
Architecture notes
- Control overlays for research, surveillance, and knowledge workflows
- Continuous monitoring plus supervised exception handling
- Evidence reconstruction for investigations and control validation
Evidence and reporting
Designed for audit, executive review, and regulator-facing evidence requests.
Placeholder: final copy to describe evidence capture, approval lineage, exception reporting, and pack generation.
FAQ
Decision-stage questions for deployment, control, and evidence.
Can the platform support surveillance-related AI governance?
Placeholder: answer to be finalized.
Can we govern internal copilots and external vendor tools together?
Placeholder: answer to be finalized.
How do we evidence supervisory actions and escalations?
Placeholder: answer to be finalized.
Next step
Move from sector interest to architecture-level discussion.
Placeholder: final CTA copy to be aligned to Capital Markets buyer priorities.